Financial Conduct Authority

Diversity

IA's Karis Stander: Industry has to 'drive forward' on diversity in wake of Crispin Odey scandal

Data headwinds

21 December 2023 • 4 min read

FCA unveils listings regime proposals to simplify market access for companies

Regulation

FCA unveils listings regime proposals to simplify market access for companies

Bond and derivative market updates

20 December 2023 • 3 min read

Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Wealth Management

Defaqto unveils Consumer Duty profiles for top 20 model portfolios

Structured around FCA's four key outcomes

19 December 2023 • 1 min read

Industry warns of 'tight' implementation timeline for SDR

ESG

Industry warns of 'tight' implementation timeline for SDR

‘A lot of detail to process’

18 December 2023 • 3 min read

FCA raises alarm on platforms' handling of customer cash interest

Platforms

FCA raises alarm on platforms' handling of customer cash interest

Cracks down on ‘double dipping’

12 December 2023 • 1 min read

FCA plans 'new form of simplified advice' in extensive review

Regulation

FCA plans 'new form of simplified advice' in extensive review

Three proposals set as part of major review

08 December 2023 • 6 min read

National Audit Office finds 'significant delay' in FCA regulatory action

Regulation

National Audit Office finds 'significant delay' in FCA regulatory action

Financial services report

08 December 2023 • 3 min read

London Capital & Finance scars raise risk concerns over LTAFs among MPs

UK

London Capital & Finance scars raise risk concerns over LTAFs among MPs

Review of Edinburgh Reforms a year on

08 December 2023 • 3 min read

Remaining Woodford fund assets shrink 40% since last distribution revealed

Unit trusts/OEICs

Remaining Woodford fund assets shrink 40% since last distribution revealed

Follow-on investment failed

06 December 2023 • 3 min read

FCA sets out proposals to increase liquidity requirements for money market funds

Regulation

FCA sets out proposals to increase liquidity requirements for money market funds

Working with HM Treasury and BoE

06 December 2023 • 3 min read

123

Most read

01

Four Graphs explaining India

12 February 2024 • 4 min read

02

FCA opens investigation into Home REIT

13 February 2024 • 3 min read

03

JP Morgan Global Growth & Income launches up to £40m fundraise amid wealth manager demand

13 February 2024 • 2 min read

04

UK wage growth defies forecasts but slows to lowest level in more than a year

13 February 2024 • 3 min read

05

Hotter than expected US inflation tempers Fed rate cut expectations

13 February 2024 • 1 min read