SEC

SEC proposes wide-ranging changes to stock trading

Regulation

SEC proposes wide-ranging changes to stock trading

Improve prices, transparency and competition

clock 15 December 2022 • 2 min read
ii demands 'level playing field' for retail investors

Regulation

ii demands 'level playing field' for retail investors

'We fear there will be very little change'

clock 24 June 2022 • 3 min read
Morningstar figures reveal drop in recently ESG rebranded funds flows

ESG

Morningstar figures reveal drop in recently ESG rebranded funds flows

Worst fund saw 166% drop

clock 24 June 2022 • 5 min read
Alternative data is investors' ally against volatile markets

Alternatives

Alternative data is investors' ally against volatile markets

Don't get left behind

clock 22 June 2022 • 4 min read
SEC considering treating index providers as investment advisers

Regulation

SEC considering treating index providers as investment advisers

No longer 'data providers'

clock 17 June 2022 • 1 min read
Greenwashing: Will regulators continue to clamp down on 'irresponsible investing'?

ESG

Greenwashing: Will regulators continue to clamp down on 'irresponsible investing'?

'Long overdue push'

clock 16 June 2022 • 4 min read
SEC investigating Goldman Sachs AM over ESG claims

ESG

SEC investigating Goldman Sachs AM over ESG claims

Regulator increasingly vigilant on topic

clock 13 June 2022 • 1 min read
SEC chairman Gary Gensler unveils plans to revamp US stock market rules

Markets

SEC chairman Gary Gensler unveils plans to revamp US stock market rules

'We can do better for retail investors’

clock 09 June 2022 • 2 min read
DWS and Deutsche Bank raided by police following whistleblower claims of greenwashing

Regulation

DWS and Deutsche Bank raided by police following whistleblower claims of greenwashing

The raid involved more than 50 officers

clock 31 May 2022 • 2 min read
SEC unveils new ESG fund disclosure and naming requirements

ESG

SEC unveils new ESG fund disclosure and naming requirements

Aims to prevent greenwashing

clock 26 May 2022 • 2 min read
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